SEC Gives Broker-Dealers Room to Handle Crypto Securities
The U.S. Securities and Exchange Commission (SEC) is showing signs it might budge on letting crypto custodians become regulated broker-dealers specifically for digital assets. The…
Tag: FINRA
US Regulators Might Be Unnecessarily Delaying Decisions on Cryptocurrency-related Applications
The Financial Industry Regulatory Authority (FINRA), an independent, non-governmental regulator for firms offering financial securities in the U.S., has reportedly been reviewing around 40 different…
Coinbase Takes Another Step Towards Regulatory Complaince by Hiring New CCO Jeff Horowitz
Coinbase, the leading cryptocurrency exchange, has just strengthened its top team by adding a new Chief Compliance Officer, Jeff Horowitz. A compliance officer would be a…
Coinbase Gets Regulator Approval to List Digital Coins Considered to be Securities
Cryptocurrency exchange and wallet service provider Coinbase has received approval from the U.S. Securities and Exchange Commission (SEC) and the Financial Industry Regulatory Authority (FINRA) to list digital coins considered…